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Toward cross-subject and cross-session generalization in EEG-based emotion recognition: Systematic review, taxonomy, and methods

Andrea ApicellaDepartment of Electrical Engineering and Information Technology, University of Naples Federico II, Via Claudio, 21, Naples, 80138, ItalyPasquale ArpaïaDepartment of Electrical Engineering and Information Technology, University of Naples Federico II, Via Claudio, 21, Naples, 80138, ItalyGiovanni D’ErricoDepartment of Applied Science and Technology, Polytechnic University of Turin, Turin, 10129, Italy‎Davide MaroccoNatural and Artificial Cognition Laboratory, University of Naples Federico II, Naples, 80133, ItalyGiovanna MastratiDepartment of Electrical Engineering and Information Technology, University of Naples Federico II, Via Claudio, 21, Naples, 80138, ItalyNicola MoccaldiDepartment of Electrical Engineering and Information Technology, University of Naples Federico II, Via Claudio, 21, Naples, 80138, ItalyRoberto PreveteDepartment of Electrical Engineering and Information Technology, University of Naples Federico II, Via Claudio, 21, Naples, 80138, Italy
Neurocomputingjournal2024en
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A systematic review on machine-learning strategies for improving generalization in electroencephalography-based emotion classification was realized. In particular, cross-subject and cross-session generalization was focused. In this context, the non-stationarity of electroencephalographic (EEG) signals is a critical issue and can lead to the Dataset Shift problem. Several architectures and methods have been proposed to address this issue, mainly based on transfer learning methods. In this review, 449 papers were retrieved from the Scopus , IEEE Xplore and PubMed databases through a search query focusing on modern machine learning techniques for generalization in EEG-based emotion assessment. Among these papers, 79 were found eligible based on their relevance to the problem. Studies lacking a specific cross-subject or cross-session validation strategy, or making use of other biosignals as support were excluded. On the basis of the selected papers’ analysis, a taxonomy of the studies employing Machine Learning (ML) methods was proposed, together with a brief discussion of the different ML approaches involved. The studies reporting the best results in terms of average classification accuracy were identified, supporting that transfer learning methods seem to perform better than other approaches. A discussion is proposed on the impact of (i) the emotion theoretical models and (ii) psychological screening of the experimental sample on the classifier performances. • The non-stationarity of EEG signals can lead to the Dataset Shift problem. • Transfer learning methods improve generalizability in EEG-based emotion classification. • Adaptive feature extraction also in combination with transfer learning are promising for generalization.

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